Best Investors Account Sign in

Andrew James Thomas

Cetera Planning Partners

Leawood, KS

Claim This Profile
Current Employers
Cetera Planning Partners

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-05-22
KS RA APPROVED 2024-05-21
  • MO RA
    APPROVED
    Since 2024-05-22
  • KS RA
    APPROVED
    Since 2024-05-21

Branch Locations

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blooom Inc Overland Park KS 10/2015 11/2022
Morgan Stanley Overland Park KS 11/2022 05/2024
Cetera Planning Partners Leawood KS 05/2024 Present
Cetera Advisors Llc Greenwood Village CO 05/2026 Present
Cetera Wealth Services, Llc El Segundo CA 05/2026 Present
  • 10/2015 → 11/2022
    Blooom Inc
    Overland Park, KS
  • 11/2022 → 05/2024
    Morgan Stanley
    Overland Park, KS
  • 05/2024 → Present
    Cetera Planning Partners
    Leawood, KS
  • 05/2026 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 05/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
Previous Registrations
  • 2023-01-20 → 2024-05-28
    Morgan Stanley
    Purchase, NY
    Overland Park, KS
    Overland Park, KS
  • 2015-10-03 → 2022-11-16
    Blooom, Inc.
    Overland Park, KS
    Leawood, KS
  • 2015-06-29 → 2015-09-28
    Creative Planning
    Overland Park, KS
  • 2013-03-07 → 2015-07-09
    Smart401K, Llc
    Overland Park, KS
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-06-16
S65 Uniform Investment Adviser Law Examination 2013-03-06
  • S63 Uniform Securities Agent State Law Examination
    2023-06-16
  • S65 Uniform Investment Adviser Law Examination
    2013-03-06
Other Names
  • Andrew James Thomas
  • Andrew J Thomas

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
FIRST NATIONAL ADVISERS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
TFB ADVISORS, LLC
BEACON WEALTH ADVISORY
FREESTATE ADVISORS LLC
GAUGHAN & CONNEALY WEALTH MANAGEMENT, LLC

Other Investors

COREY RANDALL BIERL
JASON BRETT COLE
JAY PATRICK SIMPSON
MATTHEW JOHN SCHOENFELD
NATHAN DAVID PAULSON
Michael Nathan Paulson
MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

More in Leawood, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor