Paul Matthew Swanson

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-02-22
AL	RA	APPROVED	2021-06-03
MN	RA	APPROVED	2018-07-24

TX RA
APPROVED_RES

Since 2023-02-22
AL RA
APPROVED

Since 2021-06-03
MN RA
APPROVED

Since 2018-07-24

Branch Locations

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

2999 Ross Clark, Dothan, AL 36301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Brooklyn Park	MN	01/2013	Present
Wells Fargo Clearing Services Llc	Brooklyn Park	MN	04/2018	Present

01/2013 → Present

Wells Fargo Bank Na

Brooklyn Park, MN
04/2018 → Present

Wells Fargo Clearing Services Llc

Brooklyn Park, MN

Other Businesses

HARVEST CHURCH, INV RELATED, DOTHAN, AL, FINANCE COMMITTEE MEMBER, START 1/1/2023, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, REVIEWING BUDGET, PRESENTING INFORMATION TO STAFF ON SPENDING PROJECTS. | ESTATE OF WIFE'S GRANDPARENTS; INV RELATED; DOTHAN, AL; EXECUTOR; 06/2025; 4 HOURS PER MONTH; 0 DURING TRADING; EXECUTOR TO ESTATE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-24

S66 Uniform Combined State Law Examination

2018-07-24