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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-22 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Rome | NY | 05/2012 | Present |
| Pruco Securities, Llc. | Rome | NY | 05/2012 | 11/2024 |
| Lpl Enterprise, Llc | Rome | NY | 11/2024 | Present |
1) 10/15/2024 - M&M CNY Properties, LLC - Rental Property Address: 393 North Colorado Ave, Watertown, NY 13601. Rent single family home to a tenant. Myself and my partner (Ryan Marquette) jointly tend to the tenants needs as they arise (Ex: stove issues, heating issues, general maintenance, etc.) - Real Estate Rental - Inv Related - At Rome, NY - Start Date - 01/04/2024 - 2hrs/mth - 1hrs/mth During Trading 2) 08/19/2024 - RFA Scholar Leader Fund - Help evaluate all candidates essays for the scholarship - Non-Profit Board Member - Non Inv Related - At Rome, NY - Start Date - 03/08/2021 - 1hrs/mth - 0hrs/mth During Trading 3) 08/19/2024 - Waypoint Partners - Provide financial service advice for clients. This includes: investment planning, insurance planning, etc - DBA for LPL Business (entity for LPL business) - Inv Related - At Rome, NY - Start Date - 03/08/2021 - 160hrs/mth - 150hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-17 |
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