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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-01-05 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
306 Academy Avenue Suite 106, Dublin, GA 31021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gfg Strategic Advisors - Formerly Grant Financial Group | Dublin | GA | 06/2012 | 05/2019 |
| M Holdings Securities, Inc. | Portland | OR | 10/2013 | 05/2019 |
| Southern Oak Advisory | Dublin | GA | 05/2019 | 11/2020 |
| Lion Street Financial Llc | Dublin | GA | 05/2019 | 11/2020 |
| Lion Street Advisors Llc | Dublin | GA | 05/2019 | 11/2020 |
| Equitable Advisors Llc | New York | NY | 11/2020 | 01/2021 |
| The Leaders Group, Inc. | Littleton | CO | 01/2021 | Present |
| M Sweat Financial Resources | Dublin | GA | 12/2020 | Present |
1.) M SWEAT FINANCIAL RESOURCES, ILC - 12/22/2020 - 306 Academy Avenue, Suite 106, Dublin, GA 31021 - Owner/Sole Member, Pay bills, keep books, Not Invt Rel, Company account for receiving fixed commissions and paying company expenses, 24 hrs/mo; 0 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 1/4/2021 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 3.) DEEP SOUTH FINANCIAL - 1/1/2021 - 306 Academy Avenue, Suite 106, Dublin, GA 31021 - Owner, managerial for fixed business, Not Invt Rel, 20 hrs/mo; 20 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-22 |
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