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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-01-05
  • GA RA
    APPROVED
    Since 2021-01-05

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

306 Academy Avenue Suite 106, Dublin, GA 31021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gfg Strategic Advisors - Formerly Grant Financial Group Dublin GA 06/2012 05/2019
M Holdings Securities, Inc. Portland OR 10/2013 05/2019
Southern Oak Advisory Dublin GA 05/2019 11/2020
Lion Street Financial Llc Dublin GA 05/2019 11/2020
Lion Street Advisors Llc Dublin GA 05/2019 11/2020
Equitable Advisors Llc New York NY 11/2020 01/2021
The Leaders Group, Inc. Littleton CO 01/2021 Present
M Sweat Financial Resources Dublin GA 12/2020 Present
  • 06/2012 → 05/2019
    Gfg Strategic Advisors - Formerly Grant Financial Group
    Dublin, GA
  • 10/2013 → 05/2019
    Portland, OR
  • 05/2019 → 11/2020
    Southern Oak Advisory
    Dublin, GA
  • 05/2019 → 11/2020
    Lion Street Financial Llc
    Dublin, GA
  • 05/2019 → 11/2020
    Lion Street Advisors Llc
    Dublin, GA
  • 11/2020 → 01/2021
    New York, NY
  • 01/2021 → Present
    The Leaders Group, Inc.
    Littleton, CO
  • 12/2020 → Present
    M Sweat Financial Resources
    Dublin, GA
Previous Registrations
Other Businesses

1.) M SWEAT FINANCIAL RESOURCES, ILC - 12/22/2020 - 306 Academy Avenue, Suite 106, Dublin, GA 31021 - Owner/Sole Member, Pay bills, keep books, Not Invt Rel, Company account for receiving fixed commissions and paying company expenses, 24 hrs/mo; 0 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 1/4/2021 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 3.) DEEP SOUTH FINANCIAL - 1/1/2021 - 306 Academy Avenue, Suite 106, Dublin, GA 31021 - Owner, managerial for fixed business, Not Invt Rel, 20 hrs/mo; 20 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-21
S63 Uniform Securities Agent State Law Examination 2013-03-22
  • S65 Uniform Investment Adviser Law Examination
    2015-10-21
  • S63 Uniform Securities Agent State Law Examination
    2013-03-22
Other Names
  • Matthew Ross Sweat
  • Matt Sweat

View on SEC IAPD

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