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Sherley Legerme

Pfs Investments Inc.

Newark, DE

Felton, DE

CRD 6084480

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-11
DE RA APPROVED 2026-02-06
  • TX RA
    APPROVED_RES
    Since 2026-02-11
  • DE RA
    APPROVED
    Since 2026-02-06

Branch Locations

1220 Peoples Plaza Ste E, Newark, DE 19702 • United States

Felton, DE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Newark DE 08/2012 Present
Primerica Finanical Services Newark DE 07/2011 Present
  • 08/2012 → Present
    Newark, DE
  • 07/2011 → Present
    Primerica Finanical Services
    Newark, DE
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. 3120 Breckinridge Blvd, Duluth, GA 30099, Representative, 07/2011, Approximately 10 hours per week (0 hours during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-23
S63 Uniform Securities Agent State Law Examination 2012-11-13
  • S65 Uniform Investment Adviser Law Examination
    2023-10-23
  • S63 Uniform Securities Agent State Law Examination
    2012-11-13

View on SEC IAPD

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