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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
8180 Rafael Rivera Way Ste 305, Las Vegas, NV 89113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Las Vegas | NV | 07/2012 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Las Vegas | NV | 09/2012 | 07/2021 |
| Atlas Team Llc | Las Vegas | NV | 06/2016 | 01/2019 |
| Lpl Financial, Llc | Las Vegas | NV | 07/2021 | Present |
1. 09/11/2023 - J2PL LLC - Real Estate Rental - Owner - Investment Related - Las Vegas, NV - Start Date 07/25/2023 - 1 Hour Per Month/ 0 Hours During Trading 2. 09/11/2023 - Justin B Johnson LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 08/01/2023 - 1 Hour per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-23 |
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