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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-08-02 |
Branch Locations
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 11/2008 | 07/2021 |
| Serafini Financial Group | Hagerstown | MD | 03/2014 | 07/2021 |
| Lpl Financial Llc | Hagerstown | MD | 08/2021 | 06/2025 |
| Wealth Enhancement Group | Plymouth | MN | 08/2021 | Present |
| Wealth Enhancement Advisory Services, Llc | Hagerstown | MD | 08/2021 | Present |
| Wealth Enhancement Brokerage Services | Plymouth | MN | 08/2021 | Present |
1. 8/4/2021 - WEALTH ENHANCEMENT ADVISORY SERVICES, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 8/1/2021 - 160 Hours Per Month/10 Hours During Securities Trading - Time Spent 100% - Provides Investment advice for a fee. 2. 10/07/2024 - Serafini Financial Services, DBA Opal Medigap - Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 2 Hours Per Month/ 0 Hours During Trading. 3. Nigh Hanft LLC - Non-Investment Related - Hagerstown, MD - Co-Owner - Start Date: 12/2025 - 2 Hours Spent Per Month, 0 Hours Spent During Securities Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-24 |
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