Thomas Daniel Krebs

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 12/2016
  Honda Financial Services
  Cypress, CA
• 01/2017 → Present
  John Stokes Financial
  Irvine, CA
• 06/2017 → 07/2020
  Investacorp Inc
  Miami, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Irvine, CA
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Irvine, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Irvine, CA

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Irvine, CA
  Irvine, CA
• 2017-10-11 → 2020-07-17
  Investacorp Advisory Services Inc
  Irvine, CA

Other Businesses

JOHN STOKES FINANCIAL, Investment Related Conducted from 2040 MAIN STREET, SUITE 570 IRVINE, CA 92614. The nature of the Outside Business Activity (OBA) is FINANCIAL ADVISING, my position in the organization is ADMINISTRATIVE ASSISTANT, the duties of this position are PROVIDE ADMINISTRATIVE SUPPORT. 01/11/2017 was the start of the relationship with the other business and 25 hours are devoted to the other business per week and 40 of hours are devoted to the other business during securities trading hours per month. SECURITIES AMERICA POSITION: Investment Advisor NATURE: Securities America Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 132 START DATE: 07/18/2020 ADDRESS: 12325 Port Grace Blvd, La Vista NE 68128, United States DESCRIPTION: Investment Advisory Services DBA - John Stokes Financial

Exams

• S66 Uniform Combined State Law Examination
  2017-09-08

Other Names

• Tom Daniel Krebs