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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-08-15
NE RA APPROVED 2013-08-06
  • TX RA
    APPROVED
    Since 2014-08-15
  • NE RA
    APPROVED
    Since 2013-08-06

Branch Locations

123 N Spruce St, Ogallala, NE 69153 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Ogallala NE 06/2013 Present
Thrivent Financial For Lutherans Appleton WI 10/2013 Present
Other Businesses

NORTH PLATTE MUNICIPAL BAND POSITION: BAND MEMBER NATURE: THE CITY OF NORTH PLATTE SPONSORS CONCERTS EACH FRIDAY EVENING IN CODY PARK. I AM A MEMBER OF THE BAND THAT PLAYS THESE CONCERTS. WE ARE PAID A SMALL AMOUNT TO HELP DEFRAY MILEAGE EXPENSES. THERE ARE 5 CONCERTS THAT I WILL BE ABLE TO ATTEND. INVESTMENT RELATED: NO NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/19/2015 ADDRESS: 211 W 3RD, NORTH PLATTE NE 69101 DESCRIPTION: REHEARSALS TAKE PLACE ON TUESDAY EVENINGS BUT I USUALLY MISS THEM. I AM RESPONSIBLE FOR BEING ABLE TO PLAY THE MUSIC FOR EACH CONCERT, AND SETTING UP MY OWN EQUIPMENT. THESE ONLY GO DURING THE SUMMER MONTHS. OCCASIONAL JUDGING OF MUSICAL COMPETITIONS POSITION: Guest judge and clinician NATURE: Judging High School music contests INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 10 START DATE: 03/21/2017 ADDRESS: 740 Sherman, Grant NE 69140 DESCRIPTION: I will be a guest judge at 2 area high schools for their competitions. One is for a conference competition and one is for a district competition. NORTH PLATTE COMMUNITY PLAYHOUSE POSITION: Pit musician NATURE: I play in a group that provides the background music for musicals. INVESTMENT RELATED: No NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2019 ADDRESS: 301 E 5th St., North Platte NE 69151, United States DESCRIPTION: I am a musician in the pit orchestra for 1 or 2 performances each year. These are simply for fun but this year they said we are going to get paid. I tried to say I want to stay volunteer and was told that if I don't take pay then they can't pay anyone. So I will be paid.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-30
  • S66 Uniform Combined State Law Examination
    2013-07-30
Other Names
  • Sheila Rae Grimes
  • Sheila Rae Cico

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