Kevin W Conway

Current Employers

Employment History

• 11/2013 → Present
  Osaic Wealth, Inc.
  Utica, NY
• 11/2013 → Present
  Caruso Mclean & Co., Inc.
  Utica, NY
• 01/2025 → Present
  Empire Retirement Plans, Llc
  Utica, NY

Other Businesses

1. CLINTON CENTRAL SCHOOL FOUNDATION BOARD POSITION: associate treasurer NATURE: Non profit board INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2016 ADDRESS: 75 Chenango Ave, Clinton NY 13323, United States DESCRIPTION: provide ideas on how to grow foundation 2. CARUSO MCLEAN INVESTMENT ADVISORS POSITION: Investment associate NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2013 ADDRESS: 130 Lomond Ct, Utica NY 13502, United States DESCRIPTION: assistant to OSJ - creating reports, sending reports, scheduling clients 3. UTICA ZOOLOGICAL SOCIETY BOARD POSITION: Board Trustee NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2018 ADDRESS: 1 Utica Zoo Way, Utica NY 13501, United States DESCRIPTION: Provide strategic and development strategies 4. CENTRAL NEW YORK QUEST POSITION: Board member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2019 ADDRESS: 122 Business Park Dr, Suite 1, Utica NY 13502, United States DESCRIPTION: Support the mission 5. CENTRAL ASSOCIATION FOR THE BLIND AND VISIALLY IMPAIRED POSITION: Board Member NATURE: Non profit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 507 Kent St, Utica NY 13501, United States DESCRIPTION: Support CABVI in it's mission. 6. EMPIRE RETIREMENT PLANS POSITION: Retirement Plan Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 04/01/2025 ADDRESS: 130 Lomond Ct, Utica NY 13502, United States DESCRIPTION: Provide investment advisory services for retirement plans under an independent RIA.

Exams

• S66 Uniform Combined State Law Examination
  2016-04-18

Other Names

• Kevin Conway