Eric Michael Harley

Current Employers

Employment History

• 07/2016 → 05/2017
  Concert Wealth Management, Inc.
  San Jose, CA
• 08/2016 → 12/2016
  International Assets Advisory, Llc
  Indianapolis, IN
• 01/2017 → 06/2023
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 12/2016 → Present
  Sowell Management
  North Little Rock, AR

Previous Registrations

• 2016-07-27 → 2017-05-04
  Concert Wealth Management
  Indianapolis, IN
  San Jose, CA
• 2016-05-13 → 2016-08-11
  Signator Investors, Inc.
  Indianapolis, IN
  Carmel, IN
• 2003-01-09 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Indianapolis, IN
  Indianapolis, IN
  Carmel, IN
  Philadelphia, PA
• 2000-10-13 → 2003-01-07
  Prudential Equity Group, Llc
  Indianapolis, IN

Other Businesses

1) AMICUS FINANCIAL 3021 E. 98th St., STE 110 INDIANAPOLIS, IN 46280 - DBA FOR SECURITIES AND FIXED INSURANCE BUSINESSES - 100% OWNER SINCE 9/2005 - APPROX 160 HRS/MO 2) MORSE WATERWAYS ASSOCIATION - P.O. BOX 422 CICERO, IN 46034 - NOT FOR PROFIT ORG TO HELP WATER QUALITY OF MORSE LAKE - BOARD OF DIRECTORS SINCE 2009 - APPROX 1-2 HRS/MO 3)SUBLEASE OFFICE SPACE AT 8440 WOODFIELD CROSSING BLVD, STE 490 INDIANAPOLIS, IN 46240 - NOT INVESTMENT RELATED - SINCE 5/2013 4) Insurance Sales, 845 Morse Landing Dr, Cicero, IN, USA, 46034 - Agent- 01/2017 Start Date- 1 hr month- 1 hour during securities trading hours- Fixed and traditional Insurance. 5) Rental Income. Non-Investment Related. 845 Morse Landing Dr, Cicero, IN 46034. Rental Income, Owner. Start 7/2020. Rent boat dock to neighbor. 6) My Three Kids. Not-Investment Related. 845 Morse Landing Dr, Cicero, IN 46034. Mentoring and Business education for my 3 children/internet sales. President/Dad. 2/1/2023. Hrs/month 10-15 with 0 during trading hours. Mentoring and educating on business. Internet Sales: Sunglasses to Vehicles.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-07
• S63 Uniform Securities Agent State Law Examination
  2000-07-28