Adrian Zuloaga

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 09/2017
  Lincoln Financial Advisors
  Irvine, CA
• 09/2017 → 03/2023
  Wells Fargo Clearing Services, Llc
  Irvine, CA
• 03/2023 → Present
  Morgan Stanley Smith Barney Llc
  Irvine, CA
• 04/2023 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2017-09-28 → 2023-03-14
  Wells Fargo Clearing Services, Llc
  Irvine, CA

Other Businesses

*602545 - Desert Saguaro Holdings LLC; Investment related: Yes; san clemente, California; Real Estate; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 7/2024; During business hours: 1; After business hours: 1; Property Management

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-10-13
• S63 Uniform Securities Agent State Law Examination
  2013-12-14

Designations

• Certified Financial Planner