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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-11 |
| TX | RA | APPROVED | 2025-09-11 |
Branch Locations
1400 Old Country Road Suite 408, Westbury, NY 11590 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2016 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2016 | 06/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2025 | Present |
| Cetera Investment Advisers Llc | Westbury | NY | 09/2025 | Present |
1. CO-OWNER OF FIVE STRIDE SKATE SHOP BK LLC; RETAIL SALES 2. CO-OWNER OF THE QAE GROUP; DBA FOR CETERA BUSINESS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-11 |
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