Alaina L Ruiz

Current Employers

Employment History

• 05/2015 → 09/2018
  Lpl Financial, Llc
  Bellevue, WA
• 04/2015 → 09/2018
  Financial Advocates Investment Management
  Bellevue, WA
• 09/2018 → 03/2022
  Kestra Financial, Inc.
  Bellevue, WA
• 03/2022 → 08/2024
  Triad Advisors
  Norcross, GA
• 04/2022 → Present
  Gallagher Fiduciary Advisors, Llc
  Bellevue, WA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Bellevue, WA

Previous Registrations

• 2020-10-25 → 2022-03-31
  Kestra Advisory Services, Llc
  Austin, TX
  Bellevue, WA
• 2014-11-24 → 2015-04-07
  Morgan Stanley
  Kirkland, WA

Other Businesses

1) Business Name: Gallagher Fiduciary Advisors Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Investment Consulting Position: Retirement Plan Consultant Start Date: 04/01/2022 Hours Per Month: 140 Hours Per Day: 6 Duties: Retirement plan consulting 2) Business Name: Gallagher Benefit Services Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Retirement Plan Consulting Services Position: Retirement Plan Consultant Start Date: 04/01/2022 Hours Per Month: 40 Hours Per Day: 2 Duties: Retirement plan consulting 2) GALLAGHER FIDUCIARY ADVISORS, LLC POSITION: Senior Retirement Plan Consultant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 6 START DATE: 04/01/2022 ADDRESS: 2850 Golf Road, Rolling Meadows IL 60008, United States DESCRIPTION: Retirement Plan Consulting 3) GALLAGHER BENEFIT SERVICES, INC. POSITION: Retirement Plan Consultant NATURE: Insurance broker, parent company INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2018 ADDRESS: 2850 Golf Road, Rolling Meadows IL 60008, United States DESCRIPTION: I'm a retirement plan consultant through Gallagher Benefit Services. Gallagher also owns our RIA firm. It's essentially just our parent organization.

Exams

• S66 Uniform Combined State Law Examination
  2020-10-12

Other Names

• Alaina Leigh Baker
• Alaina L Baker