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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-04-02 |
| NJ | RA | APPROVED | 2018-03-13 |
Branch Locations
One Penn Plaza 43Rd Floor, New York, NY 10119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Columbus | OH | 10/2015 | 05/2017 |
| Unyvers3 Music Publishing, Llc | Columbus | OH | 04/2017 | Present |
| Jpmorgan Securities Llc | Columbus | OH | 06/2017 | 02/2018 |
| Morgan Stanley | New York | NY | 03/2018 | Present |
1. uNYvers3 Music Publishing, LLC; Investment related: Yes; Columbus, OH; Music publishing company set up as a single owner LLC; Owner (proprietor, partner, officer, director, employee, trustee, agent); Apr 2017; During business hours: 0; After business hours: 5; Protecting music compositions and/or recordings, Finding commercial use and placements, Collecting and remitting royalties to music creators
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-04 |
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