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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
  • NY RA
    APPROVED
    Since 2021-03-26

Branch Locations

3283 Main St., Mexico, NY 13114 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Syracuse NY 03/2000 07/2020
Key Investment Services Llc Camillus NY 06/2012 02/2018
Key Investment Services, Llc Camillus NY 02/2018 07/2020
Key Investment Services Llc Syracuse NY 07/2020 Present
Other Businesses

Organization Information: SMG - Not investment related - Not charitable/civic/religious or fraternal - Purpose: SMG is the operator/Manager of all functions held at arena's, stadiums and amphitheaters. - Reps role is Laborer - Not authorized to open any bank account or authorize financial transactions of any kind for organization. - 8 hours a month - $20/hour - Not during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-29
S63 Uniform Securities Agent State Law Examination 2013-03-07
  • S65 Uniform Investment Adviser Law Examination
    2020-07-29
  • S63 Uniform Securities Agent State Law Examination
    2013-03-07

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Mexico, NY

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