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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2016-12-01
TX RA APPROVED 2016-12-01
  • MD RA
    APPROVED
    Since 2016-12-01
  • TX RA
    APPROVED
    Since 2016-12-01

Branch Locations

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Washington DC 06/2013 12/2016
Morgan Stanley Private Bank, National Association New York NY 01/2015 12/2016
Wells Fargo Advisors Financial Network, Llc Bethesda MD 12/2016 Present
Previous Registrations
  • 2014-12-16 → 2016-12-06
    South Jordan, UT
    Washington, DC
    Bethesda, MD
Other Businesses

SKS72, LLC; INV. RELATED; BETHESDA,MD; 100% OWNERSHIP; START DATE 10/25/2022; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; FINET PRACTICE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-15
  • S66 Uniform Combined State Law Examination
    2014-12-15

View on SEC IAPD

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