David Victor Fishman

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 10/2017
  Amg Funds Llc
  Norwalk, CT
• 10/2017 → 08/2018
  Tocqueville Securities L.P.
  New York, NY
• 08/2018 → 11/2024
  Raymond James & Associates
  West Palm Beach, FL
• 11/2024 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2024-10-02 → 2024-11-13
  Raymond James & Associates, Inc.
  West Palm Beach, FL
  Troy, MI
  Stamford, CT
• 2014-10-07 → 2015-06-23
  Wells Fargo Clearing Services, Llc
  Purchase, NY
  Summit, NJ

Exams

• S66 Uniform Combined State Law Examination
  2014-10-07
• S63 Uniform Securities Agent State Law Examination
  2012-07-17

Other Names

• David Fishman
• David V Fishman