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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2026-01-21
TX RA APPROVED_RES 2020-02-25
CA RA APPROVED 2015-01-16
  • HI RA
    APPROVED
    Since 2026-01-21
  • TX RA
    APPROVED_RES
    Since 2020-02-25
  • CA RA
    APPROVED
    Since 2015-01-16

Branch Locations

Honolulu, HI • United States

Sunnyvale, CA • United States

20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Cupertino CA 06/2014 Present
Morgan Stanley Private Bank, N.A. New York NY 02/2015 Present
  • 06/2014 → Present
    Morgan Stanley Smith Barney Llc
    Cupertino, CA
  • 02/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-15
  • S66 Uniform Combined State Law Examination
    2015-01-15

View on SEC IAPD

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