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John Frank Claffey

T. Rowe Price Associates, Inc.

Seven Valleys, PA

CRD 6082949

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Employer firm

T. Rowe Price Associates, Inc. CRD 105496

$2.20T regulatory AUM 83 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-28
MD RA APPROVED 2021-04-07
  • PA RA
    APPROVED
    Since 2023-06-28
  • MD RA
    APPROVED
    Since 2021-04-07

Branch Locations

Seven Valleys, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distributors Llc Franklin TN 06/2012 12/2020
T. Rowe Price Investment Services, Inc. Baltimore MD 02/2021 Present
  • 06/2012 → 12/2020
    Jackson National Life Distributors Llc
    Franklin, TN
  • 02/2021 → Present
    T. Rowe Price Investment Services, Inc.
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-06
S63 Uniform Securities Agent State Law Examination 2012-08-27
  • S66 Uniform Combined State Law Examination
    2021-04-06
  • S63 Uniform Securities Agent State Law Examination
    2012-08-27
Other Names
  • John Claffey

View on SEC IAPD

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