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Nicholas Peter Manolakis

Mml Investors Services, LLC

Holyoke, MA

CRD 6082544

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-05
  • TX RA
    APPROVED_RES
    Since 2021-01-05

Branch Locations

330 Whitney Avenue Suite 600, Holyoke, MA 01040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Holyoke MA 06/2012 Present
Mml Investors Services, Llc Holyoke MA 07/2012 Present
Other Businesses

(1) NAME: NICHOLAS MANOLAKIS INV REL: Y ADDR: 17 BROOKSIDE CIR, WILBRAHAM, MA 01095 NATURE: INDIVIDUAL LIFE, GROUP HEALTH, FIXED ANNUITIES, LTC POSITION: SALES, AGENT START: 10/23/2013 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 3. (2) NAME: REAL ESTATE RENTAL INCOME INV REL: Y ADDR: 32-36 FOX ST, PALMER, MA 01069 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 9/20/2019 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (3) NAME: NPM REALTY, LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: REALTOR/REAL ESTATE/RENTAL INCOME POSITION: OWNER START DATE: 09/11/2024 NO HRS/MO: 2 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: CREATED AN LLC TO PUT MY RENTAL PROPERTIES UNDER. ALL MY RENTALS WILL BE OWNED AND OPERATED BY THE LLC. PREVIOUSLY THEY WERE OWNED AND OPERATED BY ME PERSONALLY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-05
  • S66 Uniform Combined State Law Examination
    2012-09-05
Other Names
  • Nicholas Manolakis

View on SEC IAPD

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