Patricia Ann Metcalf Shermeta

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-11-03

MA RA
APPROVED

Since 2023-11-03

Branch Locations

Amherst, MA • United States

243 King Street Suite 235, Northampton, MA 01060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
H&R Block	Hadley	MA	01/2006	10/2019
Self Employed	Amherst	MA	09/2007	Present
Fsc Securities Corp	Atlanta	GA	02/2015	11/2023
Osaic Wealth, Inc.	Northampton	MA	11/2023	Present

01/2006 → 10/2019

H&R Block

Hadley, MA
09/2007 → Present

Self Employed

Amherst, MA
02/2015 → 11/2023

Fsc Securities Corp

Atlanta, GA
11/2023 → Present

Osaic Wealth, Inc.

Northampton, MA

Previous Registrations

2015-06-24 → 2023-11-03

Fsc Securities Corporation

Northampton, MA

Other Businesses

1)MINDFUL FINANCIALS, LLC POSITION: consultant / tax preparer NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 35 START DATE: 01/01/2016 ADDRESS: 243 King St, Ste 235, Northampton MA 01060, United States DESCRIPTION: Provide consultation to individuals or small businesses on any of the following topics: Business planning, taxes, and budgeting. As of 1/1/2020 I prepare taxes under Mindful Financials, LLC. This is ~160 hr./mo. with 64 hr./mo. during trading hours, typically from Jan - April. 2) MINDFUL FINANCIALS, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2016 ADDRESS: 243 King St, Ste 235, Northampton MA 01060, United States DESCRIPTION: Responsible for the administration of Mindful Financials, LLC 3) PATRICIA A METCALF SHERMETA POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/30/2012 ADDRESS: 243 King St, Ste 235, Northampton MA 01060 DESCRIPTION: Insurance sales and service - Life, DI, LTC, health, and fixed annuities. Licensed since 6/2012.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-05-23

S63 Uniform Securities Agent State Law Examination

2015-05-23

Designations

Certified Financial Planner

Other Names

Patricia Metcalf
Patricia Metcalf Shermeta

View on SEC IAPD