Umair Zaman

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-07-02

TX RA
APPROVED

Since 2024-07-02

Branch Locations

Mckinney, TX • United States

3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Chase Bank	Brooklyn	NY	09/2013	10/2018
Jp Morgan Securities Llc	Brooklyn	NY	10/2013	11/2017
3B Welding Inc	Woodside	NY	09/2017	Present
Citigroup Global Markets Inc.	Cedarhurst	NY	11/2018	08/2019
Unemployed	Baldwin	NY	08/2019	10/2019
New York Life Insurance Co	Lake Success	NY	11/2019	07/2020
Nylife Securities Llc	Lake Success	NY	10/2019	07/2020
Mml Investors Services, Llc	New York	NY	04/2021	12/2022
Mass Mutual Life Insurance Company	New York	NY	06/2020	01/2023
Tiaa	Frisco	TX	04/2024	Present
Tiaa-Cref Individual & Institutional Services, Llc	Frisco	TX	04/2024	Present

09/2013 → 10/2018

Jp Morgan Chase Bank

Brooklyn, NY
10/2013 → 11/2017

Jp Morgan Securities Llc

Brooklyn, NY
09/2017 → Present

3B Welding Inc

Woodside, NY
11/2018 → 08/2019

Citigroup Global Markets Inc.

Cedarhurst, NY
08/2019 → 10/2019

Unemployed

Baldwin, NY
11/2019 → 07/2020

New York Life Insurance Co

Lake Success, NY
10/2019 → 07/2020

Nylife Securities Llc

Lake Success, NY
04/2021 → 12/2022

Mml Investors Services, Llc

New York, NY
06/2020 → 01/2023

Mass Mutual Life Insurance Company

New York, NY
04/2024 → Present

Tiaa

Frisco, TX
04/2024 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Frisco, TX

Other Businesses

Name: 3B WELDING INC Position: President Nature: 3b WELDING INC was a project I was exploring with a few other partners. My role was to help setup the organizational and administrative structure for the company. The idea never went forward and remains an inactive entity since inception. Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 09/05/2017 Address: 5520 37TH STREET, WOODSIDE NY 11377, United States Description: Organizer of corporation

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-01
S63	Uniform Securities Agent State Law Examination	2013-04-15

S66 Uniform Combined State Law Examination

2024-07-01
S63 Uniform Securities Agent State Law Examination

2013-04-15