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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-09 |
| CA | RA | APPROVED | 2021-11-08 |
Branch Locations
765 Baywood Dr. Ste 327, Petaluma, CA 94954 • United States
Grass Valley, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Petaluma | CA | 03/2015 | 01/2017 |
| Lincoln Financial Advisors | Petaluma | CA | 01/2017 | 11/2021 |
| Lpl Financial | Petaluma | CA | 11/2021 | Present |
1) 11/2021 - DBA for LPL Business (entity for LPL business) - Clearview Wealth Partners - Investment Related - 100% - Petaluma, CA 94954 2) 11/2021 - Non-Variable Insurance - Ashley Sawyer - Investment Related - 10% - Petaluma, CA 94954
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-27 |
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