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Dylan Austin Johnson

LPl Financial LLC

Newport Beach, CA

CRD 6082304

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-05
CA RA APPROVED 2025-06-05
NV RA APPROVED 2025-06-05
TX RA APPROVED 2025-06-05
  • AZ RA
    APPROVED
    Since 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05
  • NV RA
    APPROVED
    Since 2025-06-05
  • TX RA
    APPROVED
    Since 2025-06-05

Branch Locations

1048 Irvine Ave. Ste 783, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Newport Beach CA 03/2016 07/2020
Western International Securities, Inc. Pasadena CA 07/2020 06/2025
Lpl Financial Llc Newport Beach CA 06/2025 Present
Previous Registrations
  • 2020-07-02 → 2025-06-05
    Western International Securities, Inc.
    Newport Beach, CA
    Newport Beach, CA
    Crystal Bay, NV
    Newport Beach, CA
  • 2016-03-22 → 2020-07-06
    Newport Beach, CA
  • 2015-01-26 → 2015-07-01
    Vertical Capital Asset Management, Llc
    Irvine, CA
Other Businesses

1. 06/05/2025- JOHNSON WEALTH GROUP- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/07/2020- 150 Hours Per Month- 150 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-26
  • S66 Uniform Combined State Law Examination
    2015-01-26

View on SEC IAPD

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