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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-04-05
TX RA APPROVED 2023-04-05
  • PA RA
    APPROVED
    Since 2023-04-05
  • TX RA
    APPROVED
    Since 2023-04-05

Branch Locations

1650 Market St Floor 47, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Newark DE 06/2012 Present
Jpmorgan Services Inc. Newark DE 05/2012 Present
J.P. Morgan Chase Bank, Na Newark DE 01/2017 Present
  • 06/2012 → Present
    Newark, DE
  • 05/2012 → Present
    Jpmorgan Services Inc.
    Newark, DE
  • 01/2017 → Present
    J.P. Morgan Chase Bank, Na
    Newark, DE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-05
S63 Uniform Securities Agent State Law Examination 2012-09-11
  • S65 Uniform Investment Adviser Law Examination
    2023-04-05
  • S63 Uniform Securities Agent State Law Examination
    2012-09-11
Other Names
  • Eric Gormon

View on SEC IAPD

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