Mario Govic

Current Employers

Employment History

• 08/2012 → 03/2025
  Arete Wealth Management Llc
  Chicago, IL
• 08/2012 → 03/2025
  Arete Wealth Advisors Llc
  Chicago, IL
• 04/2025 → Present
  Ausdal Financial Partners, Inc.
  Davenport, IA

Previous Registrations

• 2012-08-22 → 2025-04-08
  Arete Wealth Advisors, Llc
  Chicago, IL
  Sarasota, FL
  New York, NY
  Sarasota, FL
  Palm Beach, FL
  Atlanta, GA
  Los Angeles, CA
• 2009-02-13 → 2012-08-09
  Msi Financial Services, Inc.
  Sarasota, FL
  New York, NY

Other Businesses

1.) GOVIC CAPITAL LLC; INVESTMENT RELATED; WEST PALM BEACH, FL; FINANCIAL SERVICES; PRESIDENT; ACTIVITY BEGAN 08/2012; I DEVOTE APPX 40 HOURS PER MONTH TO THIS ACTIVITY WITH ALL OF THOSE HOURS DURING TRADING HOURS; SALE OF VARIOUS FINANCIAL SERVICE PRODUCTS TO MEET CLIENT NEEDS. 2.) CIVOG CAPITAL ADVISORS, LLC; INVESTMENT RELATED; LOS ANGELES, CA; HEDGE FUND TRADING; OWNER; ACTIVITY BEGAN 08/2012; I DEVOTE APPX 30 HOURS PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; PURCHASING AND SELLING SECURITIES AND OTHER INVESTMENTS FOR HEDGE FUNDS. 3.) CIVOG CAPITAL MANAGEMENT; INVESTMENT RELATED; LOS ANGELES, CA; OWNER/MANAGER; MANAGING LP FUNDS; ACTIVITY BEGAN 08/2012; I DEVOTE APPX 20 HOURS PER MONTH TO THIS ACTIVITY WITH ONE OF THOSE HOURS DURING TRADING HOURS; LP MANAGER TO CIVOG TOTAL RETURN FUND AND PIONEER INSURANCE FUND. 4.) CIVOG FAMILY, LLC; NOT INVESTMENT RELATED; WEST PALM BEACH, FL; FAMILY HOLDINGS; MANAGER/OWNER; ACTIVITY BEGAN 08/2012; I DEVOTE APPX 1 HOUR PER MONTH TO THIS ACTIVITY WITH NONE DURING TRADING HOURS; PURCHASING AND SELLING REAL ESTATE AND MANAGING PERSONAL INVESTMENTS. 5.) OAKMONT BRENTWOOD, LLC; NOT INVESTMENT RELATED; LOS ANGELES, CA; REAL ESTATE ACQUISTION/DEVELOPMENT; PARTNER; ACTIVITY BEGAN 03/2023; I DEVOTE APPX 5 HOURS TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS; MANAGER OF REAL ESTATE ACQUISTION AND DEVELOPMENT. 6.) INSURANCE SALES; INVESTMENT RELATED; LOS ANGELES, CA; INSURANCE SALES; AGENT; ACTIVITY BEGAN 08/2012; I DEVOTE APPX 10 HOURS PER MONTH TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS TO CLIENTS AS NEEDED. 7.) ZEZO, INC; NOT INVESTMENT RELATED; WEST PALM BEACH, FL; HOSPITALITY COMPANY; OWNER; ACTIVITY BEGAN 06/2017; I DEVOTE APPX 10 HOURS PER MONTH TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS; RENTAL AND CHARTER MANAGER. 8.) CIVOG REALTY, LLC; NOT INVESTMENT RELATED; WEST PALM BEACH, FL; REAL ESTATE; AGENT LICENSED IN FL; INDEPENDENT CONTRACTOR; ACTIVITY BEGAN 04/2016; I DEVOTE APPX 1 HOUR PER MONTH TO THIS ACTIVITY WITH NONE DURING TRADING HOURS; SELL REAL ESTATE. 9.) 365 JG, LLC; NOT INVESTMENT RELATED; WEST PALM BEACH, FL; AIRCRAFT CHARTER; MANAGER; ACTIVITY BEGAN 03/2025; I DEVOTE 1 HOUR TO THIS ACTIVITY PER MONTH WITH NONE DURING TRADING HOURS; MANAGER FOR SON'S AIRCRAFT CHARTER TO FLIGHT SCHOOL.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-02
• S63 Uniform Securities Agent State Law Examination
  2000-06-01