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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-16 |
| MD | RA | APPROVED | 2019-11-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Steben & Company Inc | Gaithersburg | MD | 06/2015 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Towson | MD | 10/2019 | Present |
| Bank Of America, N.A. | Towson | MD | 12/2019 | Present |
I*793249 For profit or not for profit: Name of outside business organization: The Greater Baltimore UK Alumni Club Investment related: N Address of business: Eldersburg, Maryland, 21784 Nature of business: ["Civic League or Social Welfare Organization"] Position, title, association: ["Officer"], Start date of relationship: 3/30/2022 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , The purpose of the club is to connect local Baltimore University of Kentucky alumni with each other, to fundraise money for scholarships or other University initiatives, and host watch party events for football and basketball games. I am the founder and president of the club.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-16 |
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