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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2022-06-07 |
| AL | RA | APPROVED | 2022-06-02 |
| MA | RA | APPROVED | 2022-05-17 |
| WV | RA | APPROVED | 2022-05-16 |
| IL | RA | APPROVED | 2022-05-10 |
| MI | RA | APPROVED | 2022-05-10 |
| LA | RA | APPROVED | 2022-05-09 |
| CT | RA | APPROVED | 2022-05-06 |
| FL | RA | APPROVED | 2022-05-06 |
| CO | RA | APPROVED | 2022-05-05 |
| IN | RA | APPROVED | 2022-05-05 |
| ME | RA | APPROVED | 2022-05-05 |
| NH | RA | APPROVED | 2022-05-05 |
| OH | RA | APPROVED | 2022-05-05 |
| OK | RA | APPROVED | 2022-05-05 |
| PA | RA | APPROVED | 2022-05-05 |
| RI | RA | APPROVED | 2022-05-05 |
| VT | RA | APPROVED | 2022-05-05 |
| WI | RA | APPROVED | 2022-05-05 |
| NJ | RA | APPROVED | 2018-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 02/2013 | 03/2018 |
| Bank Of America, N.A. | Pennington | NJ | 03/2013 | 03/2018 |
| Guardian Life Insurance Co Of America | New York | NY | 03/2018 | 05/2020 |
| Park Avenue Securities, Llc | New York | NY | 04/2018 | 05/2020 |
| Guardian Life Insurance Co Of America | Paramus | NJ | 06/2020 | Present |
| Park Avenue Securities, Llc | Paramus | NJ | 06/2020 | Present |
1) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance sales, Start date: 03/13/2026, Address: 52 Forest Ave, Paramus, NJ 07052, Duties: Insurance other than Guardian 1 total hours per month; 1 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-20 |
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