Leslie C Montana

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → Present
  Lpl Financial, Llc
  Exton, PA

Other Businesses

1. 12/4/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/25/2019 - 4 Hours Per Month During Securities Trading. 2. 02/04/2025 - First Financial Networks, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/31/2013 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2013-07-11

Designations

• Certified Financial Planner

Other Names

• Leslie C Williams