Julianne Marie Joly

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 10/2020
  Greenwich Bay Wealth Management
  East Greenwich, RI
• 11/2013 → 10/2020
  Lpl Financial Llc
  East Greenwich, RI
• 02/2017 → 10/2020
  Morgan Stanley
  Newport, RI
• 03/2017 → 10/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2020 → 04/2022
  Janney Montgomery Scott Llc
  Providence, RI
• 07/2022 → Present
  Ballast Wealth Management
  Wakefield, RI
• 07/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2022 → 07/2022
  Unemployed
  Wakefield, RI
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-10-09 → 2022-05-03
  Janney Montgomery Scott Llc
  Warwick, RI
• 2017-03-06 → 2020-10-15
  Morgan Stanley
  Newport, RI
• 2014-06-24 → 2017-03-23
  Lpl Financial Llc
  East Greenwich, RI

Other Businesses

1. NAME OF OTHER BUSINESS: JULIANNE M JOLY INVESTMENT RELATED: NO ADDRESS: WAKEFIELD, RI 02879 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 03/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: .25 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES 2. NAME OF OTHER BUSINESS: BALLAST WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2014-06-21

Other Names

• Julianne M Forchione
• Jules Joly
• Julianne M Joly