Best Investors Account Sign in

Gabriela Nicole Hess

Vanguard Advisers, Inc.

Charlotte, NC

CRD 6081664

Claim This Profile
Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-07-03
NC RA APPROVED 2018-05-24
TX RA APPROVED 2018-05-24
  • SC RA
    APPROVED
    Since 2024-07-03
  • NC RA
    APPROVED
    Since 2018-05-24
  • TX RA
    APPROVED
    Since 2018-05-24

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2012 Present
Plexus Worldwide Scottsdale AZ 12/2015 05/2018
Vanguard Marketing Corporation Charlotte NC 06/2012 Present
Vanguard Advisers, Inc. Charlotte NC 05/2018 Present
  • 06/2012 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 12/2015 → 05/2018
    Plexus Worldwide
    Scottsdale, AZ
  • 06/2012 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 05/2018 → Present
    Charlotte, NC
Other Businesses

NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: MATTHEWS, NC NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 06/2025 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGE RENTAL PROPERTY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-11
S63 Uniform Securities Agent State Law Examination 2012-07-20
  • S65 Uniform Investment Adviser Law Examination
    2018-05-11
  • S63 Uniform Securities Agent State Law Examination
    2012-07-20
Other Names
  • Gabriela N Serio
  • Gabby Serio
  • Gabriela Nicole Serio
  • Gabby Hess
  • Gabriela N Hess
  • Gabriela Nicole Hess
  • Gabriela Hess

View on SEC IAPD

More in Charlotte, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor