Krishna Phanindra Swaroop Vege

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 11/2024
  Credit Suisse Securities (Usa) Llc
  New York, NY
• 11/2024 → 04/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 11/2024 → 04/2025
  Bank Of America, N.A.
  Chicago, IL
• 04/2025 → Present
  Rockefeller Financial Llc
  Chicago, IL
• 04/2025 → Present
  Rockefeller Capital Management
  Chicago, IL

Previous Registrations

• 2025-04-17 → 2025-11-06
  Rockefeller Capital Management
  Chicago, IL
• 2024-12-20 → 2025-04-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  New York, NY

Other Businesses

I*: 2100303Entity Type: Name of OBA: Rental Property 1Address: Los Angeles, ca 90024Investment Related: nPosition, Title, Association: Sole OwnerEmployee Start Date: 07/01/2021No Hours: 1hr/yrNo Hours during trading: 0Duties: I*2100304, Entity Type Entity For Profit, Name of OBA: Preserve Life Address: DouglasvilleGeorgia30135 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 06/03/2024No Hours:4 monthly No Hours during trading: 0 monthly Duties: Conducted research on the health and wellness industry (prior to start of employment at bank of america merrill lynch).

Exams

• S66 Uniform Combined State Law Examination
  2024-12-07
• S63 Uniform Securities Agent State Law Examination
  2013-08-17

Other Names

• Krishna S Vege
• Krishna S Vege