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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-06 |
Branch Locations
Long Beach, NY • United States
1133 6Th Ave, 35Th Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 05/2015 | 05/2025 |
| Jpmorgan Chase Bank Na | New York | NY | 05/2015 | 05/2025 |
| Row House Nyc | New York | NY | 03/2016 | 06/2017 |
| Lpl Financial Llc | New York | NY | 01/2026 | Present |
| Unemployed | Long Beach | NY | 05/2025 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-05 |
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