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John Joseph Henry Fuggi

Robert W. Baird & Co. Incorporated

Towson, MD

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-15
TX RA APPROVED_RES 2026-04-14
MD RA APPROVED 2023-05-02
  • FL RA
    APPROVED
    Since 2026-04-15
  • TX RA
    APPROVED_RES
    Since 2026-04-14
  • MD RA
    APPROVED
    Since 2023-05-02

Branch Locations

100 West Road Suite 200, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legg Mason & Co Llc Indianapolis IN 07/2014 07/2021
Franklin Distributors Llc Colleysville TX 07/2014 04/2023
Baird Towson MD 04/2023 Present
  • 07/2014 → 07/2021
    Legg Mason & Co Llc
    Indianapolis, IN
  • 07/2014 → 04/2023
    Franklin Distributors Llc
    Colleysville, TX
  • 04/2023 → Present
    Baird
    Towson, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-01
S63 Uniform Securities Agent State Law Examination 2012-07-20
  • S65 Uniform Investment Adviser Law Examination
    2023-05-01
  • S63 Uniform Securities Agent State Law Examination
    2012-07-20
Other Names
  • John Fuggi

View on SEC IAPD

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