Rory Kathleen Hogan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2017-10-09
TX	RA	APPROVED	2016-01-15
PA	RA	APPROVED	2015-12-08

CT RA
APPROVED

Since 2017-10-09
TX RA
APPROVED

Since 2016-01-15
PA RA
APPROVED

Since 2015-12-08

Branch Locations

Dover, MA • United States

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Philadelphia	PA	09/2015	Present
Bank Of America, N.A.	Philadelphia	PA	11/2015	Present

09/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Philadelphia, PA
11/2015 → Present

Bank Of America, N.A.

Philadelphia, PA

Other Businesses

I*: 2929290 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Boston, MA 02127 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 10/01/2025 Number of Hours: 5 hrs annually Number of Hours during trading: 0 Duties: Co-owner with other family members of rental property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-07
S63	Uniform Securities Agent State Law Examination	2012-07-12

S66 Uniform Combined State Law Examination

2015-12-07
S63 Uniform Securities Agent State Law Examination

2012-07-12

Other Names

Rory Hogan

View on SEC IAPD