Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-04
  • NY RA
    APPROVED
    Since 2021-11-04

Branch Locations

400 Linden Oaks, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Rochester NY 09/2015 Present
Other Businesses

Grace The Arts!, Inc. / Charity / Mission Statement: Grace The Arts! is a non-profit organization dedicated to providing children in need a gateway to the arts. This is accomplished in the form of scholarships, education and training opportunities as well as intensives or performance projects. / Member of Board of directors / Helping with coordinating and facilitating events

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-10
S63 Uniform Securities Agent State Law Examination 2012-09-24
  • S66 Uniform Combined State Law Examination
    2015-12-10
  • S63 Uniform Securities Agent State Law Examination
    2012-09-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rochester, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor