Thomas C Ratos

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 01/2014 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I AM A PERCENTAGE PARTNER IN A SHOPPING CENTER DEVELOPMENT PROJECT, A GAS STATION, A MOVIE THEATER DEVELOPMENT PROJECT, AND A SMALL APARTMENT BUILDING. CURRENTLY PARTICIPATING AS INVESTOR ONLY. I*114651 For profit or not for profit: For-Profit Organization Name of outside business organization: Grace LLC Investment related: N Address of business: Yorkville, Illinois 60560 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 5/8/2018 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Coffee Shop, 25% owner

Exams

• S66 Uniform Combined State Law Examination
  2013-11-18

Other Names

• Thomas Christopher Ratos