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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-27 |
| TX | RA | APPROVED | 2023-10-26 |
Branch Locations
3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 07/2013 | 10/2019 |
| Bank Of America, N.A. | Chicago | IL | 05/2015 | 10/2019 |
| First Republic Securities Company, Llc | Jupiter | FL | 10/2019 | 09/2023 |
| First Republic Investment Management, Inc. | Jupiter | FL | 10/2019 | 09/2023 |
| J.P. Morgan Securities Llc | Palm Beach | FL | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Palm Beach | FL | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-09 |
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