Michael Donald Bacchini

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2006 → 09/2017
  Axa Advisors, Llc
  New York, NY
• 09/2017 → 03/2020
  Ameriprise Financial Services Inc
  Exton, PA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Exton, PA

Previous Registrations

• 2007-01-09 → 2017-09-13
  Equitable Advisors, Llc
  Bala Cynwyd, PA
  Wayne, PA
  Bala Cynwyd, PA
• 2003-02-24 → 2006-12-13
  Uvest Financial Services Group, Inc.
  Downington, PA
  Downingtown, PA

Other Businesses

Business Ownership; OBH Enterprises. LLC; Minority Shareholder; Manufacturer and distributor of products; 1442 Pottstown Pike, , West Chester, PA, 19380; Not Investment-Related; 01/01/2004; 0 hours per month; 0 during trading hours. Board of Directors; Fiorenza's Food For Friends (F4); Board Member; P. O. Box 89, , Downingtown, PA, 19335; Not Investment-Related; 03/01/2021; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Personal Loan to a friend for a business purchase; I will be entering into a loan agreement with a personal friend for $200,000 for him to purchase a business for a 4-year note, at 6% interest, with no payments starting until March 1, 2027. I am not asking him to secure any collateral on his residence, but will be putting a collateral assignment for the $200,000 on his State Farm life insurance policy that he owns. To clarify the answer to question 5.8 below, I will not be collecting any payment until March 1st of 2027. At that time, he will begin making payments back to me of $4,364.03, which will include principal and interest payments. The interest on the loan will be 6%, and I can get you a breakdown of what part of the payment is principal and what part is interest. The name of the personal friend is Tyrone Taylor of 611 West Miner Street, West Chester, PA 19382, and he is not a client of mine or Ameriprise, nor does he intend to become one.; 611 West Miner Street, , West Chester, PA, 19382; Not Investment-Related; 08/22/2026; 0 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2000-08-07

Other Names

• Michael Donald Bacchini
• Michael Bacchini