Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-12-21
GA RA APPROVED 2018-08-20
  • PA RA
    APPROVED
    Since 2022-12-21
  • GA RA
    APPROVED
    Since 2018-08-20

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Captrust Financial Advisors Raleigh NC 01/2016 03/2017
Ubs Financial Services Atlanta GA 03/2017 Present
  • 01/2016 → 03/2017
    Captrust Financial Advisors
    Raleigh, NC
  • 03/2017 → Present
    Ubs Financial Services
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-18
  • S66 Uniform Combined State Law Examination
    2018-08-18

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor