Ariana N Bhatia

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 08/2020
  Goldman Sachs & Co.
  New York, NY
• 02/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 08/2022 → 02/2024
  The Vistria Group
  Chicago, IL
• 09/2020 → 07/2022
  University Of Chicago Booth School Of Business
  Chicago, IL
• 02/2024 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I*1782267, Entity Type: Entity Charitable, Name of OBA: Simran Foundation Address: Naples, FL 34119 Investment Related: Yes Position, Title, Association: Director Employee Start Date: 12/05/2016 No Hours:1 monthly No Hours during trading:0 Duties: Charitable giving I*1810265Entity CharitableName of OBA: American India FoundationAddress: New York, New York, 10017Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 05/13/2024No Hours: 1No Hours during trading: 0Duties: Global Board Member of AIF, a Charitable organization to help underprivileged families in India gain access to resources for education, health and livelihood. I*1733268, Entity Type: Entity Charitable, Name of OBA: Lake Forest Academy, Address: Lake Forest, Illinois, 60645, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 03/15/2022, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: Member of Board of Trustees - providing insights to the board on view of alumni and next gen

Exams

• S66 Uniform Combined State Law Examination
  2024-01-03
• S63 Uniform Securities Agent State Law Examination
  2016-08-20

Other Names

• Ariana N Bhatia
• Ariana Natalie Bhatia