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Nicholas Elvin Dubois

Edward Jones

Brattleboro, VT

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-27
VT RA APPROVED 2012-08-22
  • TX RA
    APPROVED_RES
    Since 2018-12-27
  • VT RA
    APPROVED
    Since 2012-08-22

Branch Locations

28 Vernon Street Suite 312, Brattleboro, VT 05301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-17
  • S66 Uniform Combined State Law Examination
    2012-08-17
Designations
Other Names
  • Nicholas Dubois
  • Nicholas Elvin Dubois

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK · Brattleboro, VT
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AMERIPRISE FINANCIAL SERVICES, LLC · BRATTLEBORO, VT
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EDWARD JONES · BRATTLEBORO, VT
PRENTISS SMITH & COMPANY, INC. · BRATTLEBORO, VT
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