Benjamin Michael Tripp

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-11-17

TX RA
APPROVED

Since 2021-11-17

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

6500 International Parkway Suite 2050, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments	Camas	WA	08/2014	06/2018
Fisher Investments	Plano	TX	06/2018	Present

08/2014 → 06/2018

Fisher Investments

Camas, WA
06/2018 → Present

Fisher Investments

Plano, TX

Other Businesses

Business Activity #1 --Name of the other business: PACIFIC TACWEST (YOUTUBE CHANNEL) --Investment-related? NO --Address of the other business: 5100 Lake Creek Court, Frisco, TX 75035 --Nature of the other business: YOUTUBE CHANNEL CONDUCTING VIDEO REVIEWS OF OUTDOOR RELATED PRODUCTS AND ACTIVITIES --Position, title, or relationship with the other business: CONTENT CREATOR --Start date of your relationship: 10/03/2016 --Approximate number of hours/month you devote to the other business: 1-5 --Number of hours you devote to the other business during securities trading hours: 0 --Duties relating to the other business: VIDEO REVIEWS OF OUTDOOR GEAR/ ACTIVITIES. Business Activity #2 --Name of the other business: ARTIFICIAL DREAMSCAPES --Investment-related? NO --Address of the other business: 5100 Lake Creek Court, Frisco, TX 75035 --Nature of the other business: Create AI generated content where either animation or sound, or both are generated by AI. --Position, title, or relationship with the other business: CONTENT CREATOR --Start date of your relationship: 05/10/2023 --Approximate number of hours/month you devote to the other business: 6-10 --Number of hours you devote to the other business during securities trading hours: 0 --Duties relating to the other business: Create and develop AI generated content

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-09-23
S63	Uniform Securities Agent State Law Examination	2012-07-16

S65 Uniform Investment Adviser Law Examination

2014-09-23
S63 Uniform Securities Agent State Law Examination

2012-07-16

View on SEC IAPD