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2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-05 |
Branch Locations
700 Canal St Harbor Point, Stamford, CT 06902 • United States
2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Stratford | CT | 04/2014 | 08/2022 |
| Mutual Of America Securities Llc | Parsippany | NJ | 08/2022 | 12/2024 |
| Round Rock Advisors Llc | Wilton | CT | 01/2025 | Present |
| Brighton Jones | Stamford | CT | 06/2026 | Present |
1) Licensed insurance agent; Not investment-related; Stratford, CT 06614; Insurance sales; Implementation of insurance recommendations; Less than 5% of time during the month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-05-04 |
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