Margaret Read Mcgoldrick

CRD 6079564

Claim This Profile

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED	2021-01-14
CT	RA	APPROVED	2020-11-17

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED

Since 2021-01-14
CT RA
APPROVED

Since 2020-11-17

Branch Locations

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

28 State Street 26Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Boston	MA	06/2013	Present
Morgan Stanley Private Bank, N.A	New York	NY	02/2021	Present

06/2013 → Present

Morgan Stanley

Boston, MA
02/2021 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-11-17
S63	Uniform Securities Agent State Law Examination	2013-08-01

S65 Uniform Investment Adviser Law Examination

2020-11-17
S63 Uniform Securities Agent State Law Examination

2013-08-01

Other Names

Maggie Read Mcgoldrick

View on SEC IAPD

More in New York, NY

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor