Marianne Sarah Bates

Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → Present
  Neuberger Berman
  Chicago, IL
• 06/2013 → 01/2018
  Mercer
  Chicago, IL

Other Businesses

1) NUTS Technologies (eNcrypted Userdata Transit & Storage. IT Cyber security Startup. Start Date: 09/03/2018. Specialties: Computer & Network Security Digital Privacy, Key Management, Document Security, Digital Locking, Data Tangibility, Data Portability, TMX: Transmutations, SDFT: Structured Data Folding with Transmutations, Modular Applications, Protocol Security, Multi-layered Access Control, SCP: Structured Cryptographic Programming, Reversible Computing, Data Replication, Data Synchronization, RBCAC: Role Based Cryptogrphic Access Control, The God Key Problem, Systematic Anonymity, Distributed Systems, and IoT Security. Part Time Consultant.I will work as an independent consultant. Provide adhoc project work to support the firm's finance and marketing functions. I will work as an independent consultant. Provide adhoc project work to support the firm's finance and marketing functions. Approx. 8 hours a month during non trading hours. 2) Bolts Technologies Inc. is an IT cybersecurity startup operating as a spinoff of NUTS Technologies (eNcrypted Userdata Transit & Storage), sharing the same investors, technology, and employees as its predecessor entity, with a specific focus on targeting the blockchain infrastructure industry. The company's website is located at https://boltstechnologies.xyz/. Independent, part-time consultant, providing ad hoc support to the firm's finance and marketing functions. This activity will commence on May 1, 2026. The time commitment associated with this engagement is minimal, with no hours devoted during business hours and approximately one hour per month outside of business hours. Compensation for this role is solely in the form of equity. Pursuant to a restricted stock grant agreement, will receive 7,000 shares of common stock in Bolts Technologies Inc. valued at $0.0001 per share, resulting in an aggregate grant value of $0.70. There is no cash compensation associated with this engagement. The registered representative's financial interest in the company consists exclusively of these 7,000 shares received under the aforementioned grant agreement.

Exams

• S66 Uniform Combined State Law Examination
  2018-10-03

Other Names

• Marianne Bates