Christopher Chase

Employer firm

Cresset Asset Management, LLC CRD 288566

$78.9B regulatory AUM 13 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 05/2017
  First Republic Securities Company Llc
  San Francisco, CA
• 10/2015 → 05/2017
  First Republic Investment Management
  San Francisco, CA
• 05/2017 → 09/2023
  First Republic Securities Company, Llc
  San Francisco, CA
• 05/2017 → 04/2024
  First Republic Investment Management, Inc.
  San Francisco, CA
• 09/2023 → 04/2024
  J.P. Morgan Securities Llc
  San Francisco, CA
• 10/2023 → 04/2024
  Jp Morgan Chase Bank, N.A.
  San Francisco, CA
• 04/2024 → Present
  Cresset Asset Management, Llc
  Chicago, IL

Previous Registrations

• 2015-10-09 → 2024-04-22
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2024-03-26 → 2024-04-20
  J.P. Morgan Securities Llc
  San Francisco, CA
  San Francisco, CA
• 2008-09-18 → 2015-11-05
  Credit Suisse Securities (Usa) Llc
  San Francisco, CA
• 2004-01-09 → 2008-09-24
  Lehman Brothers Inc.
  San Francisco, CA
  New York, NY
  San Francisco, CA
• 2003-08-18 → 2004-01-08
  Banc Of America Investment Services, Inc.
  San Francisco, CA
• 2001-12-13 → 2003-08-20
  Banc Of America Securities Llc
  San Francisco, CA

Exams

• S66 Uniform Combined State Law Examination
  2001-10-18
• S63 Uniform Securities Agent State Law Examination
  2000-06-02

Other Names

• Chris Chase
• Christopher Mullen Chase