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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

1295 Northland Drive Suite #200, Mendota Heights, MN 55120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adams Consulting Group, Llc Bloomington MN 06/2012 Present
Voya Financial Advisors Bloomington MN 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2012 → Present
    Adams Consulting Group, Llc
    Bloomington, MN
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Bloomington, MN
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY: Independent Insurance Agent; Yes; 1650 TECHNOLOGY STREET STE 1080; BLOOMINGTON; MN; 55431; Fixed Insurance Sales; Independent Insurance Agent; 10/30/2012; 10; 10; Sales of fixed insurance 2. NAME OF ENTITY:Adams Consulting Group, LLC; Yes; 1650 WEST 82ND ST STE 1080; BLOOMINGTON; MN; 55431; Financial Services / DBA; Financial Professional/Registered Rep; 6/8/2012; 40; 40; Sale of fixed insurance and securities products; 3. NAME OF OTHER BUSINESS: PARK LANE JEWELRY; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: FASHION JEWELRY; START DATE: 9/2026; POSITION/TITLE/RELATIONSHIP: STYLIST; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RECEIVE CASH BACK AND DISCOUNTS ON OWN PURCHASES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-15
S63 Uniform Securities Agent State Law Examination 2013-04-26
  • S65 Uniform Investment Adviser Law Examination
    2017-06-15
  • S63 Uniform Securities Agent State Law Examination
    2013-04-26
Other Names
  • Anne Michelle Adams

View on SEC IAPD

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