Xavier Tomas Gutierrez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 08/2021
  Bbva Securities Inc.
  Corpus Christi, TX
• 09/2013 → 08/2021
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 09/2013 → 08/2021
  Compass Bank
  Birmingham, AL
• 08/2021 → 01/2022
  Unemployed
  Corpus Christi, TX
• 02/2022 → Present
  Lpl Financial Llc
  San Antonio, TX

Other Businesses

1) 2/2022- Genesis Wealth Management- DBA for LPL Business (entity for LPL business) - inv. related- San Antonio, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-09-29
• S63 Uniform Securities Agent State Law Examination
  2012-07-17

Other Names

• Xavier T Gutierrez
• Xavier Gutierrez